Sharing Progress Notes with Third-Parties

Jan 31, 2024 by Bimba Shrestha

As a therapist, sharing progress notes with third-parties like your client's employer involves ethical and legal considerations, primarily governed by confidentiality laws and professional ethical standards. The primary laws regulating the privacy of health information in many jurisdictions, including the United States, are the Health Insurance Portability and Accountability Act (HIPAA) and state-specific confidentiality laws. Here are some things to consider:

Ethical Considerations

  • Confidentiality: The therapist-client relationship is built on trust, with confidentiality being paramount. Sharing progress notes without explicit consent can breach this trust and harm the therapeutic relationship.
  • Client Autonomy: Clients have the right to control their personal information. Ethical guidelines suggest that therapists should respect clients' autonomy and privacy, only sharing information with informed consent.
  • Beneficence and Nonmaleficence: Therapists are ethically bound to act in the best interest of their clients and avoid causing harm. Disclosing progress notes to employers without clear benefit and appropriate safeguards can potentially harm the client’s personal and professional life.

Legal Considerations

  • HIPAA and Privacy Laws: Under HIPAA in the U.S., and similar regulations in other countries, it is generally illegal to disclose protected health information (including therapy progress notes) without the client's written consent, except under specific circumstances that usually do not include employer requests.
  • Informed Consent: Before sharing any client information, therapists must obtain explicit, informed consent from the client, detailing what information will be shared, with whom, and for what purpose.
  • Exceptions to Confidentiality: There are limited exceptions to confidentiality, such as when there is an imminent risk of harm to the client or others, or in cases where the law mandates disclosure (e.g., child abuse). However, these exceptions typically do not cover disclosures to employers.
  • Employment Laws: Sharing health information with an employer could also have implications under employment laws, potentially leading to discrimination or wrongful termination claims if the employer uses the information inappropriately.

Best Practices

  • Seek Consultation: If you're considering sharing any information with a third party, consult with legal experts or professional ethics boards to navigate the complexities.
  • Client Consent: Always obtain written consent that clearly specifies what information can be shared, with whom, and the specific purpose of the disclosure.
  • Minimum Necessary Information: If sharing information is legally and ethically justified, disclose only the minimum amount of information necessary for the purpose outlined in the consent.

Try PracticePicnic - The Modern Mental Health EHR

From scheduling to documentation to billing, PracticePicnic has you covered. With our all-in-one EHR, running your mental health practice will be a picnic!

Schedule
Meet
Document
Bill
Automate


PracticePicnic is the modern EHR for mental health professionals. It gives you all the tools you need to run your practice. Take a look at our features, or our unique business philosophy, The Picnic Way.

Schedule a Demo